Stoic Warriors
a reflective essay
re: Stoic Warriors, The Ancient Philosophy Behind the Military
Mind by Nancy Sherman, Oxford University Press (©2005)
The impress of Graeco-Roman culture on our civilization is
undeniable. In language, architecture and the arts as well as the
sciences, the classical legacy is readily apparent. By one
estimate two-thirds of our English vocabulary is derived from
Latin. In the specialized sciences, such as medicine, the
estimate for Greek and Latin influence rises to over ninety-five
percent. Nancy Sherman's Stoic Warriors exemplifies
another aspect of classical influence. Here the author focuses on
the interplay between ancient philosophy, in particular Stoicism,
and certain notions that structure the modern military mindset.
Trained as a philosopher, Sherman taught ethics at the United
States Naval Academy from 1997 to 1999. There she encountered a
kind of popular Stoicism resonating with both younger and older
officers. Viewed in an uncritical way, Stoicism, to many of these
officers, was the paradigmatic suck it up philosophy.
This vernacular conception of Stoicism, she argues, is too
unqualified and uninformed of tensions that exist even in the
ancient writings themselves.
Her object then is not merely to search out historical
contributions but rather to examine parallels. In the process,
she reveals a synergistic dynamic between Stoicism and
contemporary military thinking. Her dialectic is evaluative,
pointing out the strengths and weaknesses in both ancient and
modern patterns of thinking. The goal is to develop a conception
of military character that answers both to ancient Stoic doctrine
and modern aspirations to emulate that doctrine.
A too strict interpretation of traditional Stoicism, she rightly
concludes, is not only psychologically damaging for the
individual but also obsolete in the ambivalences of twenty-first
century warfare. The ancient philosophers, for example, dismiss
the body as a paltry thing subject to disease and disability. But
the ancients could never enter the mind of a veteran whose
disabled body lives and is sustained by sophisticated prosthetic
devices unimagined decades ago. Stoic reproof without compassion
hardly seems appropriate here. That said, she also concludes that
the ancient writings, if properly and less strictly interpreted,
remain compelling and useful for modern soldiers as well as those
in civilian life facing challenges.
Her approach is anecdotal, drawing on war stories from antiquity
to modern Iraq. Given the book's origins in an academic context,
she also engages in a rigorous analysis of texts that demand
close reading. For any military persons eager to reflect upon the
intellectual underpinnings of their activities and attitudes, the
effort to follow her philosophical argumentation is certainly
worthwhile. Some of her academic conclusions, however, will roil
the experienced and pragmatic.
When the pre-Socratic philosopher Anaxagoras was confronted with
his son's death, he replied stoically, I knew my child was
mortal. Most speakers of English would interpret the adverb
stoically as meaning dispassionately. The
precise origins of the expression, however, would not be perhaps
so familiar. As a philosophical sect, Stoicism flourished from
about 300 BCE to 200 CE. Its name derives from the Stoa, a
painted colonnade near the Athenian agora, the central
marketplace. Here practitioners carried on philosophical
discussions while strolling up and down. The early Greek writers
of the sect survive only in fragments, bits and pieces quoted
here and there in other writers. From the Roman period, more
complete works survive in Greek and Latin from such writers as
Cicero, the Roman orator and politician, Seneca, the philosopher
and advisor to Nero, the slave Epictetus, who wrote an
influential handbook, and the Roman emperor Marcus Aurelius.
These writers constitute her major sources.
At the opening of the book, Sherman cites an example of the
relevance of these long dead writers. On September 9, 1965, James
B. Stockdale, a senior Navy pilot, was shot down over North
Vietnam. An avid reader of Epictetus, for the next seven and a
half years of his imprisonment, he used quotes embedded in his
memory to avoid compromising his integrity. Like his predecessor
Epictetus, he sought to empower himself in his enslavement, and
he used Stoicism as a central weapon in his arsenal.
Fundamental to Epictetan Stoicism is the notion that we are
masters of our opinions, desires, and emotions, and so we can, at
least ideally, control our reactions to circumstances, however
difficult, whether disability, deprivation, or torture in an
enemy prison camp. Self-control and self-reliance are the core
values of this philosophy, together with a firm rejection of
emotions.
Among her topics are manners and morals, more exactly how a
military aesthetic of clothing and gestures, virtually
ritualized, relates to the development of character and, more
generally, to an ethical and moral code. In simple terms, how
does saluting and shining one's shoes make one a better person.
She concludes that such ritualized etiquette and outward signs
should not be dismissed as superficial and insincere. Rather they
may serve to shape inner attitudes and be a legitimate way of
expressing concern and respect for others.
Drawing on Cicero, who believed that decorum is blended
completely with virtue, she analyzes certain contradictions. In
the military, there is an obvious stress on uniformity, but at
the same time a concern not to erode an individual's self-worth.
The way a commander addresses his troops may be an index of
good character and excellence, especially if he uses a tone
that is stern but not abusive, authoritative yet still
compassionate.
Seneca, like Cicero, departs from the Cynics who believed such
outward gestures were insincere conventionalisms. He also
contends that even the simplest bodily gestures are critical in
carrying out what is appropriate. Sherman also raises questions
about decorum in new situations. What is the correct behavior for
women soldiers stationed in Saudi Arabia who drive military
vehicles or move about with heads uncovered? Would doing
otherwise violate their own sense of self and personal freedom?
Here the pragmatic might demur, arguing for focus not on
individual empowerment but rather on the goal of the mission
itself.
In her discussion of emotions, anger is primary, as one would
expect in a military context. Western European literature begins
with the war epic the Iliad, the first word of which and
the essential theme is anger. The anger of Achilles
triggers devastating consequences for the Greek army and for
himself during the Trojan War.
In modern times, the consequences of a maladaptive battle rage
continues to wreak havoc. Some WW II veterans, five or six
decades after the War, remain susceptible to feelings of rage. In
the recent Fort Bragg incident, four Special Operations forces
returned from Afghanistan and killed their wives, motivated in
part, according to one analysis, by battle rage – an
analysis that perhaps requires some contextual refinement. And
yet in the modern military world, anger, unlike the emotions of
fear and grief, plays an ambivalent role as a kind of macho
emotion. In a troubling way, as Sherman notes, in Vietnam it came
to mask grief, sorrow and fear.
Since it is an emotion, the Stoics reject it entirely. Anger to
them is simply an unalloyed evil, like alcohol, difficult to
control once engaged in. Here Sherman rightly parts company with
the Stoics. While Stoic abstention is valued in suppressing
Rambo tendencies that might lead to confusing combatants
from non-combatants (e.g.: My Lai), the total suppression of
anger by what we today would call compartmentalization
is unhealthy. Anger can be a legitimate human response to
torture, massacres and rape and, in a sense, furnish moral
parameters and motivators. The Stoics of course knew nothing of
Freud, the dynamic view of the mind, and the devastating and
long-lasting consequences of emotional suppression (i.e.: the
conversion hysteria cases of WWI).
The Stoics similarly reject grief as an ordinary emotion
concerned with circumstances beyond our control. And yet, as
Jonathan Shay, a psychiatrist who specializes in PTSD, has shown,
it is precisely the failure to grieve properly and seasonably
that populates the inner lives of combat veterans with ghosts who
demand their due. Sherman rightly points out the tension that
exists between self-sufficiency and social dependence, in
military terms, an army of one concept versus unit
cohesion and camaraderie. Grieving may act as curative
resocialization, reestablishment of group cohesion.
In the ancient texts, Sherman highlights what remains worthwhile
and dismisses what seems naïve. Seneca, for example,
emphasizes remembrance without theatrical womanly tears, but
appears unaware that the past we remember is not static but
subject to change. The past is ours, and there is nothing
more secure for us than that which has been typifies the
ancient view.
Here Sherman might well have expanded her discussion. The past
exists only insofar as it is remembered, and it is remembered
only insofar as it is needed. Any one who has ever listened
carefully to a veteran tell his stories over decades will notice
the slight changes in emphasis, the addition or subtraction of
details, all of which are related subtlely to his present
circumstances. Present context sets the parameters for the past's
reconstruction.
Expressed in the vernacular, to a veteran there are two basic
formulae with which to begin a war story: Once upon a
time or I swear, this ain't no shit. The phrases
are concerned with epistemology and not with absolute truth-value. They express recognition that objectivity does not exist
here, that there is no sharp distinction between object and
percipient, between the one who remembers and what is remembered.
In simple terms a rawness will always exist which shapes content,
as anyone who has been around veterans knows. Three veterans who
fight near one another in the same battle may produce quite
distinctive reminiscences which themselves will change in time.
The implications for the historian are obvious.
Cicero, going against strict Stoic doctrine, refuses to deny
one's grief, but argues for a calm exterior under certain
circumstances. Obviously the Ciceronian approach has more to
communicate to veterans today, but Seneca and Cicero fail to
appreciate the cathartic value of tears and thus part ways with
modern psychotherapists. Their attitude can be mapped in a
historical continuum. Open male weeping is fine in the eighth-century warrior culture of the Iliad, but by the classical
fifth century is looked down upon.
In her final chapter, Sherman questions how Stoicism, with its
emphasis on self-control and self-reliance, fits within a
military ethos where camaraderie and dependence on others is not
only critical for combatants but also for veterans isolated by
PTSD. Here again a sharp contrast emerges between ancient and
modern thinking. In a broad sense the Stoics endorse a
cosmopolitan sense of connection with others. In the
word's true etymological sense, we must exist as citizens of the
cosmos or world, giving even strangers their due respect. From a
positive point of view, this Stoic notion might have deflected,
she argues, some of the behavior at Abu Ghraib – a rather
idealistic view of the merits and benefits of a proper education.
In regard to PTSD, Stoicism's negative attitude toward emotions
creates another problem. Personal friendships and familial
connections that give rise to such emotions as love must be
downplayed. But modern researchers on PTSD emphasize three stages
of recovery; establishing a zone of safety, remembering and
mourning, and last, reintegration and reestablishment of social
connections. Without the last, there is no cure. But to the
Stoics the cure must come from within, which is at best ideal and
hardly suited to therapy designed to assuage the psychological
damage of war.
Overall, Sherman's philosophical analyses are thoughtful and her
exploration of the ancient evidence is judicious. As befits an
academic inquiry, her search for parallels is focused and
presents an intelligent, balanced view of the ancient and modern
evidence.
Hers is, of course, an academic approach, perhaps too focused to
satisfy completely those who have been scarred, whether directly
or indirectly, by war. For these individuals, uncovering a
personal archaeology of their belief systems and pain is more
critical than detecting parallels. After all, parallels, at least
in Euclidean geometry, are lines that do not intersect.
The young men, for example, who came to the academy probably
arrived already with an exposure to Stoicism. It did not leap out
of their heads as part of a fully developed military mindset, the
way Athena leapt out in full armor from the head of Zeus. In most
cases, classical texts were not their only sources.
Sherman does show an awareness of Men's Studies, but she
might, in a more encompassing (and, to be fair, different) study,
adopt an even broader gender perspective and delve more deeply
into the scholarship in Sociology, Psychology, and Childhood
Studies. The Stoicism (or stoicism) she encountered at the
Academy should be positioned within a cultural background. There
is a wealth of historical literature that traces the virtually
masochistic play activates of young boys from the nineteenth
century down to the modern period. James Jones knew something of
this. In some characteristically rambling and generalizing
remarks on his childhood stories, he makes the point that his was
a masochistic generation, suited well to the rigors of the War.
More than the hardships of the Depression were responsible for
this mindset. There was something deeper and darker lurking
there, and Jones, who had his own demons, had caught a glimpse of
it. And the men of that generation, when they returned, passed
their attitudes on to a new generation who would go on to
military academies and fight in other wars.
Today, psychologists would challenge the notion that masculinity
necessarily and simply depends on macho strength and stoicism as
emotional illiteracy. What Jones glimpsed, modern psychologists
now study and describe as the Culture of Cruelty. And
yet the notion persists in schoolyards and academies. Those who
have actually fought in wars come away profoundly literate. One
need only recall the reaction of Iwo Jima veterans to John Wayne
on his publicity tour for the film Sands of Iwo Jima
– Enough of this macho bullshit.
Classical scholarship could also contribute to the issue of
origins and intersections. Sherman's presentation of pagan
classical parallels against modern military attitudes, the
movement from the ancient world to the modern, is abrupt and
ignores an historical continuum. A classicist might ask what are
the origins of the popular Stoicism (or stoicism) she encountered
at the Academy? In what permutations did it pass through time?
Even if direct lines to the past are not drawn, historians would
at least employ the modern notion of interactive cultural webs.
As Christianity prevailed against paganism in the Roman Empire,
the new religion, rather than rejecting Stoicism, adopted it for
its own ends and, in so doing, transformed it. A fictitious
correspondence between Saint Paul and Seneca materialized as
though the two had been intellectual pen pals. Socrates' death,
as depicted in the Platonic dialogues, was again adopted as the
paradigm for developing Stoically structured martyrdoms to
exemplify the proper way to meet death and suffering. The
paradigm was also used as foil, to develop gruesome narratives of
the deaths of persecutors. For a detailed account of the
historical development of this theme, see my article: "The Death
of Herod the Great", Classical Philology (76:1)
January 1981.
It was in this transformation that one strand of Stoicism came
down through the Catholic Church to the twentieth century. Though
Sherman is concerned with ethics and proper behavior, she mostly
overlooks religious upbringing as formative on at least some
military minds. Perhaps the reasons why she has little to say
about this, in our contemporary atmosphere favorable to Humanism,
are obvious.
In one personal archaeology, as schoolboys, we listened as nuns
regaled us with tales how the Iroquois tortured to death the
early missionaries and how the martyrs met their fates with a
Stoic attitude. The stories made an EC horror
comic sound like The Bobbsey Twins at the Seashore. But
again, behind these popularizations lurked the figure of
Socrates, whom Sherman underestimates as a shaper of earlier and
later Stoic influence. A more ranging discussion of this
Nachleben (the fancy German name for later influence)
would furnish her not just with parallels but actual points of
intersection. Her treatment would gain more meaning and
conviction for readers looking for origins, who seek to place
their own lives and feelings in an historical sequence.
Those of us who grew up after the War as sons of veterans, in
depressed ethnic working-class environments, encountered Stoicism
in two forms. Boys, we learned early on, did not cry – a
general cultural given. But Martyr stories, shaped by Stoic
precedents, reinforced this mindset. If you were the son of a
veteran, you belonged to an even more anhydrous subculture. In
such a context, the struggle to find one's own identity, separate
from the returning warrior father figure, has from the very
beginnings of Western culture, generated neuroses, unconscious
murderous impulses, as well as literary inspiration: Homer's
Odyssey, for example, Melvyn Bragg's fine 1999 novel
The Soldier's Return, and my own short stories, some of
which have appeared in COMBAT magazine. With its
classic Oedipal roots, the topic becomes like Bogart's Maltese
Falcon – the stuff that dreams (of whatever nature) are
made of.
Knowledge was passed on in a traditional, unchanging way for
generations. We sat in the same schools, in the same rooms, at
the same desks as our fathers and grandfathers and learned many
of the same lessons. In these schools, we did
not suck it up. We offered it up. Once
during class, I sat glumly in the back of the room. At recess, a
nun asked me what was wrong. I told her my old lady had backed
out of the driveway and run my dog over. She commiserated, then
smiled broadly. Just offer it up. If you suffer in this
world, you won't suffer so much in the next. That dog should get
you at least two hundred days out of the flames of
Purgatory. I had burned my finger once and remembered the
pain. Two hundred days out of the flames of Purgatory. At the
time, Sister's calculus of suffering, though it appeared
suspiciously like a sacred version of Pollyanna's Glad
Game, seemed a fair trade – Rover's tail for mine. We
could hardly wait for the North Koreans to get their hands on us.
Our path to eternal salvation would be guaranteed. The Stoicism
of the martyrs was activated through this teaching.
No whining here as a militant and Stoic Catholicism, virulently
anti-communistic, complemented our fathers' strict military
upbringing. Though it was harsh, this form of Stoic rearing
contained within itself the very means by which we could liberate
ourselves and thus move on in life, whatever the circumstance of
birth. There were no shades of gray in this environment, no time
to feel sorry for oneself, which meant it produced men of action.
Its rigors perhaps still generate feelings of ambivalence,
Odi et amo, but as the years lengthen and our culture
and we ourselves decline, we no longer look back in anger.
Something quite extraordinary, passed down out of a classical
past, existed in that generation.
From Sherman's book we learn that there is much of value in the
classical texts. But the ancient view of the personality and the
mind was, with some exceptions, static. Freud's construct, with
dynamic forces and impulses constantly striving to break forth,
fits better the way we live and are haunted today. Those of us
who grew up after the War watched our fathers and the friends of
our fathers, all veterans, struggle with deep-seated emotions.
They were hard men who gave and expected no quarter. They
embraced a kind of Stoicism and knew something of the Code of
Bushido as well. But when they were in their cups, immersed in
some game of cards, and the name of a fallen comrade came up, we
stood wondering as their eyes reddened. After all, if boys didn't
cry, then men a fortiori. And the War, it had been over
for ten years, a virtual lifetime to us. As we watched these men
whom we modeled ourselves on, from whom we derived our notion of
masculinity, we began to understand that the War and the world
and the mind were far more complex than we had been led to
believe.
We stood shuffling our feet uneasily, glancing at one another in
our embarrassment, and nervously cocking the hammers of our cap
pistols. It was the hooch we thought. The hooch could make even
tough guys sappy. These men remained for us Stoic warriors. So we
just stood there and shuffled. There was simply nothing else to
do.
Seven years later, when MacArthur delivered his final speech at
West Point, he remarked, when I cross the river, my last
conscious thoughts will be of The Corp, and The Corp, and The
Corps. There was a truth in his words about the abiding
effects of war which at the time we only imperfectly understood.
Decades later, when our fathers' time came, the old names were
still on their lips towards the end – Guadalcanal, Munda,
Binalonan, and the names of the men who died there beside them.
And though we had long ago put away the things of a child and
gained wisdom outside of the working-class neighborhoods of our
youth, we still shuffled, uneasy and humble in the presence of a
great dark mystery. As the Greek poet Solon remarked, I grow
old, ever learning.
by David J. Ladouceur
... who is a teacher and historian, having published non-fiction
in professional journals, as well as creative writing in this and
other magazines. Born into a military family, he is working on a
novel, After the War, set in the early 1950's.
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